MSRB Publishes Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing.

To facilitate compliance with Securities and Exchange Commission Regulation Systems Compliance and Integrity (Regulation SCI), the MSRB adopted Rule A-18 on Mandatory Participation in Business Continuity and Disaster Recovery Testing on November 2, 2015. Pursuant to Section (b) of Rule A-18, the MSRB is notifying MSRB-registered entities of the criteria for designating participants for the MSRB’s next mandatory functional and performance testing of the operation of its business continuity and disaster recovery plans.

Read the regulatory notice.



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