Jul. 26, 2017 | 12 PM ET/9 AM PT
Topics To be Discussed in the Webinar:
- What Are the Priorities of the Public Finance Abuse Unit?
- What Sanctions Can the S.E.C. Bring Against Issuers, Underwriters, Their Officers and Officials?
- Summary of Recent S.E.C. Enforcement Cases – What Patterns Can We Find?
- Recent Increases in Exposure of and Enforcement Against Public Officials.
- How Should An Official Respond if Contacted by the Public Finance Abuse Unit?
Speakers:
Leeann Ghazil Gaunt
Chief, Public Finance Abuse Unit, Enforcement Division
Securities and Exchange Commission
Robert Feyer
Senior Counsel, Public Finance Group
Orrick, Herrington & Sutcliffe LLP
George Greer
Senior Counsel, White Collar, Securities Litigation and Investigations Group
Orrick, Herrington & Sutcliffe LLP
Alison Radecki
Partner, Public Finance Group
Orrick, Herrington & Sutcliffe LLP