SEC Office of Municipal Securities Issues FAQs for Registration of Municipal Advisors.
Finra: Firm Short Positions and Fails-to-Receive in Municipal Securities
Substantive Puerto Rico bankruptcy case here, for those of you sickos into that kind of thing.
Interesting case concerning the elements necessary to survive summary judgement in plan administrator’s motion to dismiss allegations of churning and mismanagement of fixed-income securities brought by pension plan trustees against plan administrators and financial advisors here.
And Finally, The Barney Fife School Of Lovably Incompetent Jailers is brought to us this week by Fernando v. City of Chickasaw, in which the Supreme Court of Alabama gave Arelia Taylor the adorable nickname “Jailer Taylor.” Cynthia Robinson Burt’s “Jailer Burt” isn’t nearly as cute, but still not bad. Perhaps less cute is the fact that the two killed a guy in their custody? We’ve been led to believe that Officer Fife (yes, we’re old) never killed a prisoner in his custody, but maybe he had a dark side we were never shown? And apparently Mr. Ed was a stone cold racist.

Bond Case Briefs