The Municipal Securities Rulemaking Board (MSRB) today filed with the Securities and Exchange Commission (SEC) proposed new MSRB Rule G-45 and proposed amendments to MSRB Rules G-8 and G-9. If approved, the proposed rule changes will require dealers acting in the capacity of underwriters to submit to the MSRB certain information for the 529 plans they underwrite, on a semi-annual basis.
The proposed rules are available at:
http://msrb.org/Rules-and-Interpretations/SEC-Filings/~/media/Files/SEC-Filings/2013/MSRB-2013-04%20Filing.ashx