We cordially invite you to attend the SIFMA Compliance & Legal Society Charlotte Regional Seminar to be held at The Ritz-Carlton on September 30th, 2013. This one day seminar will feature presentations by leading securities regulators and industry professionals.
TOPICS INCLUDE:
- Hot Topics In Securities Enforcement
- Cybersecurity
- Compliance Framework for Bank Supervision
- Investment Advisors – New Issues and Challenges
- The Evolving Role of Compliance
- AML and FCPA
https://mbrservices.net/ConferenceRegistration/MeetingRegistration.aspx?meetingid=1135