The Municipal Securities Rulemaking Board (MSRB) today published on its website an educational resource to help newly registered municipal advisors prepare for regulatory oversight. Preparing for Regulation: A Guide for Municipal Advisors provides information in an easy-to-read checklist format about the importance of registration, the role of the MSRB and what it means to be regulated by a self-regulatory organization. The resource also helps municipal advisors begin to assess their business practices, access available resources and stay informed about MSRB activities.
Download a PDF of Preparing for Regulation:
http://www.msrb.org/msrb1/pdfs/Municipal-Advisor-Preparing-for-Regulation.pdf