May 9, 2014
SIFMA Conference Center, NYC
Understanding the SEC’s Municipal Advisor Registration Rule
SIFMA’s Muni Advisor Regulation: Implementation & Registration session will provide an in-depth look at the SEC’s Municipal Advisor Registration Rule that goes into effect on July 1st.
This session will also discuss the regulatory framework and outlook for municipal advisors and other firms potentially covered by this rule.
If you are new to the industry, or an experienced legal and compliance or business professional who is looking to learn about this new rule, this seminar will address the implementation processes and issues with respect to the rule and potential compliance methods.
For more information, and to register, click here.
120 Broadway, 35th Floor, New York, NY10271 | 212.313.1000
1101 New York Avenue, NW 8th Floor, Washington, DC 20005 | 202.962.7300
www.sifma.org