The Municipal Securities Rulemaking Board (MSRB) reminds municipal securities dealers that consolidated fair-dealing obligations, contained in revised MSRB Rule G-19 on suitability of recommendations and transactions, new MSRB Rule G-47 on time of trade disclosure obligations, and new MSRB Rules G-48 and D-15 on sophisticated municipal market professionals, as well as related changes to MSRB Rule G-8, become effective on July 5, 2014.
Read the March 12, 2014 MSRB Regulatory Notice.
The MSRB will host a free educational webinar about upcoming rule changes to consolidated fair-dealing obligations for dealers on Thursday, June 26 from 3 p.m. to 4 p.m. ET. Register for the webinar.