EARN 4.0 ETHICS CLE CREDITS
October 28, 2014 | 1:00 PM-6:00 PM EDT
LIVE VIDEO WEBCAST
Need Ethics CLE credits, but can’t attend SIFMA’s Ethics Seminar in person?
Register today to join via live video webcast and satisfy ALL of your New York Ethics CLE requirements during this half-day seminar.
Hear the top financial services discuss the ethical issues impacting the industry including:
- Current SEC and CFTC Ethics Rules
Recent Internal Investigations
Privilege Issues
Client Relationships