GASB Wants Uniformity in Reporting Conduit Debt.
SEC Charges Broker-Dealer/Investment Adviser with Deficient Cybersecurity Procedures.
Task Force on Climate-Related Financial Disclosures: 2018 Status Report
As Fund Managers Await Regulations, Key Questions Surface With Qualified Opportunity Funds.
Compliance Workshop on MSRB Rules G-21 and G-40: Advertising by Dealers and Municipal Advisors.
Lake Ridge New Tech Schools v. Bank of New York Mellon, Trust Company, N.A. – District Court denies High School’s motion to remand to state court, holding that Indenture Trustee’s employee could not be held personally liable because his alleged negligence in facilitating a fraudulent payment from the Trust Account consisted solely of actions taken within the scope of his authority in negligently carrying out a contractual obligation of the Trustee as his employer; Court finds that employee had been fraudulently joined for the sole purpose of defeating diversity jurisdiction
And finally, in a change of pace, Say It Taint So is brought to us this week by your Editor’s local rag, The Sheet. In reporting on a cross-country track meet, we were informed that our Huskies had beaten Desert Christian, the “perineal favorite.” (emphasis added) In the event that the word being sought was in fact, “perennial,” this will surely go down in the anals of colossal spellcheck oversights.

Bond Case Briefs