Event Recap: BDA Hosts Fixed Income Legal and Compliance Roundtable Webinar.

Yesterday, the BDA hosted representatives from the SEC, FINRA and the MSRB for its bi-annual Fixed Income Legal and Compliance Roundtable. 75 fixed income professionals from over 35 firms participated in this roundtable at which pressing regulatory and legal issues were discussed.

A video recording of the event can be viewed here.

The webinar was moderated by Dan Deaton, Nixon Peabody and featured:

The event featured extensive conversation on currently regulatory matters such as:

Bond Dealers of America

June 12, 2020



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