NABL: SEC Virtual Discussion - Temporary Conditional Exemptive Order for Municipal Advisor Activities

The Securities and Exchange Commission (SEC) will host a virtual event regarding the SEC’s temporary conditional exemption from broker registration requirements for certain municipal advisor activities.

The webcast program will be held on Tuesday, July 7, 2020 from 2 p.m. to 3 p.m. ET at www.sec.gov.

Staff from the SEC’s Division of Trading and Markets and Office of Municipal Securities will discuss the requirements and conditions of the order. A representative of the Municipal Securities Rulemaking Board (MSRB) will join to discuss MSRB rules relevant to the order.

Please register for the virtual event here. The SEC and MSRB staff will answer questions from the public regarding the order submitted prior to the event to [email protected]



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