SUMMARY
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) on proposed amendments to the margin rule regarding when issued and other extended settlement transactions; FINRA Regulatory Notice 21-11.
SUMMARY
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) on proposed amendments to the margin rule regarding when issued and other extended settlement transactions; FINRA Regulatory Notice 21-11.