- Firm Short Positions and Fails-to-Receive in Municipal Securities: 2022 Report on FINRA’s Examination and Risk Monitoring Program
- New and Familiar Compliance Challenges for FINRA Members in 2021 and What That Means for 2022: Katten Muchin Rosenman
- Headlines for Alternative Lenders on LIBOR Replacement: McGuireWoods
- Hawkins Advisory: New Private Activity Bond Provisions for Qualified Carbon Dioxide Capture Facilities
- S&P Through The ESG Lens 3.0: The Intersection Of ESG Credit Factors And U.S. Public Finance Credit Factors
- Muni Investors Seek Proof From Governments Selling ESG Debt.
- California Warns Investors of Labor Market and Supply Chain Issues.
- Preston Hollow Capital, L.L.C. v. Cottonwood Development Corporation – Court of Appeals holds that lender’s pre-existing title to its own money did not allow lender to bring takings claim, as opposed to breach of contract claim, against city based on city’s failure to return funds lent to city by lender pursuant to parties’ loan agreement.
- And finally, Setting The Bar Low is brought to us this week by Srouy v. San Diego Unified School District, in which some issues arose concerning service of process, as defendant’s “mother is a refugee from Cambodia who ‘speaks and reads limited English’ and, due to her experiences under the Pol Pot regime, is ‘cautious’ when speaking to ‘anyone in authority.’ [Turns out that your editor also speaks and reads limited English and is cautious when speaking to anyone in authority. Just seems prudent.] True, we’ve had some well-publicized issues with law enforcement as of late but, come on, Pol Pot? [Shocking that no one’s attempted to market Pol Pot Pie. Sorry, sorry.] But therein lies a public relations opportunity: “Your San Diego Police Department – Genocide-Free Since 2003!”