Regulatory
Proposed Rule Change Consisting of Amendments to MSRB Rule G-28 on Transactions with Employees and Partners of Other Municipal Securities Professionals, to Harmonize and Better Align with FINRA Rule 3210 on Accounts at Other Broker Dealers and Other Financial Institutions: SEC Filing
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MSRB Amends Rule G-28, on Transactions with Employees and Partners of Other Municipal Securities Professionals, Consistent with FINRA Rule 3210, on Accounts at Other Broker-Dealers and Financial Institutions.
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MSRB Discusses Key Initiatives During Board Video Conference.
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