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JPMorgan, BofA, Wells Face Price-Fixing Suit Over Municipal Bonds.
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Muni-Price Fixing Suit Inches Closer to Settlement With Wall Street.
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Judge Denies Big Banks, Allowing San Diego, Other Cities to Push Bond Collusion Claim.
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SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8.
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NFMA Board is Accepting Applications for At-Large Seats.
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GASB Adds Project on Subsequent Events to Current Technical Agenda.
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Three Takeaways for Municipal Bond Issuers From the New SEC Cybersecurity Disclosure Rules: McGuireWoods
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ESG Activity in the House Financial Services Committee (HFSC): K&L Gates
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MSRB Enhances Free Yield Curves Available on EMMA With Hourly Updates and Monthly Data for BVAL Curves.
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MSRB Research Indicates Rise in Municipal Securities Transaction Costs for Individual Investors Amid Rising Rates and Market Volativity.
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Transaction Costs for Municipal Bonds Rose for Retail Investors.
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Wall Street’s Most Hated 3 Letters Prove Too Risky to Ignore.
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Issuers Urge Supreme Court to Review BABs Subsidies Case.
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Husch Blackwell Authors U.S. Supreme Court Amicus Brief in Public Finance Litigation.
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Additional ESG Disclosure Requirements Coming for Public Debt Issuers?
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MSRB Demystifies Structured Data with Newest Addition to EMMA Labs.
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Municipal Securities Regulation and Enforcement: 2023 Mid-Year Review – Ballard Spahr
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SEC Adopts Significant Money Market Fund Reforms; Enhances Private Liquidity Fund Reporting on Form PF: Dechert
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BDA Forms Fixed Income Technology Clearinghouse to Facilitate Information Sharing, Tech Intel, and Deliverables for US-Focused Bond Dealers.
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GASB Financial Accounting Foundation Board of Trustees.
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GASB Standards-Setting Process Oversight Committee Meeting.
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Join GFOA’s Women’s Public Finance Network.
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MSRB Announces FY 2024 Board Leadership and New Members.
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Anti-ESG Politicians Cost Their States and Cities Billions.
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NFMA Releases Draft Best Practices in Disclosure for State Revolving Fund Revenue Bonds.
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MSRB Board Approves Shortening Timeframe for Trade Reporting at Quarterly Meeting.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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GASB Standards-Setting Process Oversight Committee Meeting Notice.
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GFOA: Navigating the Talent Shortage
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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SEC to Consider Cyber Rules Next Week.
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MSRB Proposes One-Time Exemption for Municipal Advisors to Requalify for Certification.
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Replacement of London Interbank Offered Rate – GASB Update
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Financial Accounting Foundation Issues 2022 Annual Report.
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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GASB Provides Guidance to Assist Stakeholders with Application of its Pronouncements.
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ESG in the United States: A Complex Landscape
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Wall Street Banks Face $8 Billion in Municipal Bond Price-Fixing Claims.
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UBS Agrees to Settle Botched Muni Statements Suit for $2.5 Million.
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Illinois Nears Settlement With Wall Street Banks Over Muni Price-Fixing Case.
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New Florida ESG Law Impacts Rating Agencies, Market Participants, Municipal Issuers: Holland & Knight
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Upcoming Changes to EMMA User Accounts.
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GFOA and Rutgers University Announce Joint Project to Leverage the Power of AI.
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Florida HB-3: An Overview of ESG Factors Relating to Public Funds Investment and Financial Industry Impacts
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SEC Delays Cybersecurity Rules: Covington & Burling
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Florida Law to Restrict the Use of Certain ESG Factors by Asset Managers and Financial Institutions: Latham & Watkins
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Jerry Ford Joins the MSRB Board of Directors.
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MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1.
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MSRB Adopts T+1 Amendments to Align Muni Trade Settlement with SEC Rules.
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2023 SEC Municipal Securities Disclosure Conference – Voluntary Disclosure and FDTA Structured Data Present Benefits and Pose Uncertainties for Issuers and Obligated Entities: Hunton Andrews Kurth
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GASB Adds Project on Infrastructure Assets to Current Technical Agenda.
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MSRB Report Analyzes Buying Behavior In the Primary and Secondary Markets for Municipal Bonds.
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SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media.
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MSRB Municipal Variable-Rate Demand Obligations and Auction-Rate Securities (2009-2022)
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Broker-Dealer Settles FINRA Charges for Failing to Properly Supervise Bond Sales to Affiliate.
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SEC Approves MSRB Amendment to Allow Testimonials in Muni Advisor Advertisements.
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Muni Advocates See Bank-Qualified Cap as Attainable Goal.
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Limited Offering Exemption May Be Too High a Compliance Risk
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Anti-ESG Laws’ Impact on Munis May be Far-Reaching.
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MSRB Seeks Municipal Advisor Candidates for Board of Directors.
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SEC Sets Comment Deadline for MSRB Extension of Remote Office Inspection Relief.
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Remarks at the 2023 SEC Municipal Securities Disclosure Conference – Commissioner Jaime Lizárraga
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Remarks before the Municipal Securities Disclosure Conference – Chair Gary Gensler
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MSRB Amendment to Rules G-12 and G-15 on Regular-Way Settlement: SIFMA Comment Letter
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April Issue of GFOA’s GFR Now Available.
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GFOA Accounting for Capital Assets: A Guide for State and Local Governments (2nd Edition)
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MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16.
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MSRB Discusses Retrospective Rule Review Initiatives at Quarterly Board Meeting.
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An End to the Paper Chase? Proposed Bill Could Greatly Expand SEC Registrants’ E-Delivery Use.
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FAF Standards-Setting Process Oversight Committee Meeting.
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Financial Accounting Foundation Trustees Enhance Stakeholder Feedback Procedures and Transparency for Standard-Setting Boards .
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BDA Comments on MSRB G-47 and D-15 Proposal.
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MSRB’s Time of Trade Disclosure Rule and Draft Amendments to MSRB Rule D-15, On Sophisticated Municipal Market Professionals: SIFMA Comment Letter
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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MSRB Seeks Candidates for Visiting Scholar Program.
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Comment Deadline Set for MSRB Proposal to Align Muni Trade Settlement with SEC Rules.
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SEC Commissioner Peirce Offers Guiding Principles on Implementing Structured Data Requirements.
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Comment Deadline Set on MSRB Amendment to Allow Testimonials in Muni Advisor Advertisements.
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When the “Back Door” is Closed: Muni Bond Underwriter Sanctioned
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BDA Opposes SEC’s Best Execution Proposal.
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GFOA GASB 87 and 96 Resource Center.
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GASB Requests Proposals for 2023 Crain Research Grants.
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Proposed Regulation Best Execution: SIFMA Comment Letter
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MSRB Proposes to Align Muni Trade Settlement with SEC Rule.
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SEC Approves MSRB Solicitor Muni Advisors Rule Amendments.
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SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8.
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SEC Proposes New Cybersecurity Rule and Amendments: Paul Hastings
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DC Update: Legislation to Reinstate Tax-Exempt Advance Refundings Introduced in House
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SEC Office of Municipal Securities Issues FAQs for Registration of Municipal Advisors.
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Finra: Firm Short Positions and Fails-to-Receive in Municipal Securities
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SEC Obtains Court Judgment Against Unregistered Municipal Advisors.
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GFOA Launches GASB Resource Center.
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MSRB: Ways to Buy Municipal Bonds
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Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records: SIFMA Comment Letter.
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Proposed Rule Change to Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and to Amend MSRB Rule G-8, on Books and Records: SIFMA Comment Letter.
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NFMA Newsletter March, 2023.
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MSRB Proposes Regulation of Solicitor Municipal Advisors.
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SEC Proposes New Regulation Best Execution — Brokers Must Achieve “Most Favorable Price” for Customers; Heightened Obligations for Conflicted Retail Transactions
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MSRB Publishes 2022 Fact Book of Municipal Securities Data.
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Financial Accounting Foundation Debuts Enhanced Free Access to Online Accounting Standards Codification and Governmental Accounting Research System.
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Financial Accounting Foundation Trustees to Begin Livestream of Oversight Sessions.
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SIFMA Research Quarterly: Fixed Income – Issuance and Trading
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Treasury Reopens ‘Help Desk’ for States and Localities.
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SEC Division of Examinations’ 2023 Exam Priorities – A Continued Focus on Private Funds, Regulation Best Interest, ESG, and Crypto.
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Announcing the Public Finance Journal from GFOA and a Call for Submissions.
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Public Finance Network Letter Regarding Financial Data Transparency Act.
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MSRB Seeks Comment on Draft Amendments to Its Rules Regarding Time of Trade Disclosure and Sophisticated Municipal Market Professionals.
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SEC Releases 2023 Examination Priorities for Registered Investment Advisers and Broker-Dealers.
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SIFMA Requests Comment Extension on SEC’s Equity Market Reforms; Calls for Release of Data
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GASB Proposes Guidance to Assist with Application of Subscription-Based Information Technology Arrangement.
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The End Is Near for Outdated Government Financial Reporting.
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Firm Fined for MSRB Registration Failures on Private Placement Offerings.
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Request for Comment on Draft Amendment to MSRB Rule G-32 to Streamline the Deadlines for Submitting the Information on Form G-32: SIFMA Comment Letter
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MSRB Proposes Regulation of Solicitor Municipal Advisors.
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MSRB Proposes Rule Amendments to Allow Testimonials in Muni Advisor Advertisements.
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SIFMA Urges MSRB to Broaden Proposed Exemption on Requalification.
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SIFMA Urges MSRB to Extend Filing Deadlines in Proposal to Streamline Primary Offering Form Submissions.
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Financial Accounting Foundation Announces Changes to Online Access to Accounting Standards Codification and Governmental Accounting Research System.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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What To Do When Your Muni Bond Rating Is Withdrawn.
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The SEC’s Fast-Approaching Cybersecurity Overhaul for Public Companies and Regulated Entities.
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Hawkins Advisory: The Federal Reserve’s Regulation ZZ Implementing the Adjustable Interest Rate (LIBOR) Act
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FINRA Issues 2023 Examination and Risk Management Program Report: What It Says and How to Respond
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Municipal Securities Regulation and Enforcement: 2022 Year in Review and Look Ahead: Ballard Spahr
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Bloomberg to Pay $5 Million for Misleading Disclosures About Its Valuation Methodologies for Fixed Income Securities.
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MSRB Discusses Regulatory Initiatives to Improve Municipal Market Transparency at Quarterly Board Meeting.
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BDA Submits Letter on MSRB Rule G-32 Changes.
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SEC Looks to Finalize Proposed Cyber Rules, Issue New NPRM.
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SEC Proposes to Establish a New Best Execution Standard.
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The Securities and Exchange Commission New Year’s Resolution? Market Restructuring for All!
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The Financial Data Transparency Act Casts a Looming Shadow Over Municipal Securities Disclosure
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Proposed Regulation Best Execution: SEC Considers Market Structure Shakeup.
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More and Better Uses Ahead for Governments’ Financial Data.
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January 2023 MSRB Board of Directors Meeting Discussion Items.
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The Case for More Federal Oversight of State and Local Budgets.
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MSRB 2022 Municipal Bond Market in Review.
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MSRB Publishes 2022 Annual Report and Audited Financial Statements.
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2023 Reminder to Issuers and Borrowers of LIBOR-Based Tax-Exempt Bonds: Now is the Time to Protect the Tax-Exempt Status of Bonds in Anticipation of Upcoming Discontinuation of LIBOR – Foster Garvey
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New Standards Coming By 2027 for Reporting Information to EMMA: Kutak Rock
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Machine-Readable Financial Reporting Is Less Scary Than You Think: Bond Buyer
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White Paper: Structured Data is Coming to the Municipal Securities Market–Now What? – Ballard Spahr
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Designation Information Regarding Mandatory Participation in MSRB Business Continuity and Disaster Recovery Testing.
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SEC Proposes Comprehensive Best Execution Framework for Broker-Dealers: Sidley
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Municipal Securities Disclosure Will Be Subject To New Data Standards.
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Real-Time Data on What Muni Bond Investors Think of Your City.
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Brokerage Firm Settles Charges for Violations of Muni “Private Placement” Requirements.
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The Financial Data Transparency Act: Orrick
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SEC Charges PNC in Latest Limited Offering Disclosure Action.
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Comment Deadline Set for MSRB Proposal to Extend Electronic Registration Filing Deadline.
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GASB Proposes Guidance To Assist Stakeholders With Application Of Its Pronouncements.
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MSRB Amends Rule A-12, on Registration, and Provides Accompanying Form A-12 Changes.
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MSRB Proposes Extending Filing Deadlines.
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New State and Local Government Financial Reporting Requirements Headed to Biden’s Desk.
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Financial Accounting Foundation (FAF) Trustees Reappoint Chair and Vice Chair of the Governmental Accounting Standards Advisory Council (GASAC).
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MSRB Seeks Board of Directors Applicants.
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MSRB Announces Members of 2023 Compliance Advisory Group.
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SEC Releases 2022 Enforcement Division Results: Dechert
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A Closer Look at Rule 15c2-12 Exemptions Following Unprecedented SEC Enforcement Actions: Frost Brown Todd
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A Chance to Make Government Financial Data Transparent and User-Friendly.
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Final Defense Bill Includes New Muni Disclosure Standards.
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“Lame Duck” Congress May Take Up Modified Financial Transparency Rules.
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NFMA DE&I Survey.
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GASB’s New Concepts Statement on Note Disclosures.
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Local Governments, Many on Wall Street Line Up Against Muni-Data Bill.
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GFOA Executive Board Approves Accounting Best Practices Focused on Federal Grants Reporting.
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Proposed Rule Change to Amend Rule G-3, on Professional Qualification Requirements, to Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease.
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Proposed Rule Change to Amend MSRB Rule G-27, on Supervision, to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2023.
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MSRB Extends Regulatory Relief for Remote Inspections and Files Amendments to Remove Expired Professional Qualifications Relief.
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GASB Proposes Guidance to Assist Stakeholders with Application of its Pronouncements.
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Financial Accounting Foundation (FAF) Trustees Reappoint Chair and Vice-Chair of the Governmental Accounting Standards Advisory Council (GASAC).
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MSRB Proposes Amendments to Streamline EMMA Data Submission Process.
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MSRB Underwriter Considerations for Assessing Written Supervisory Procedures Regarding New Issue Pricing.
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MSRB Considerations for Assessing Written Supervisory Procedures for Municipal Advisory Services.
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MSRB Request for Comment on Draft Amendments to MSRB Rule G-32 to Streamline the Deadlines for Submitting Information on Form G-32
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Broker-Dealer Settles Charges for Disclosure Failures and Defective Account Statements.
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Relief For The Digital Data-Starved $3.9 Trillion Municipal Bond Market.
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Recent SEC Enforcement Actions Highlight Continuing Disclosure Obligations of Municipal Bond Underwriters.
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Financial Accounting Foundation Board of Trustees.
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GFOA Scholarship Applications Open for 2023.
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Small Muni Issuers See A Potential 620% Windfall For Their Taxpayers.
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Primary Offerings of Municipal Securities: Impact of COVID-19 Crisis on Competitive and Negotiated Offerings – MSRB Report
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MSRB Seeks Volunteers for FY 2023 Compliance Advisory Group.
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MSRB Holds First Quarterly Board Meeting of New Fiscal Year.
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Cities and States Bristle Over Proposal to Change How They Report on Finances.
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GASB Going Concern Uncertainties and Severe Financial Stress Disclosures Task Force Formed.
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SEC Municipal Advisor Examination Observations: Mayer Brown
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BDA is Happy to Release the Fall Issue of Our Quarterly Magazine, Fixed Income Insights.
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Climate-Related Financial Risk: SIFMA Comment Letter
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FINRA Proposes Expanding the Application of FINRA Rules to Government Securities.
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SEC Steps Up Enforcement With Respect to Municipal Bond Offerings: ArentFox
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A Teachable Moment: Latest SEC Enforcement Actions Remind Underwriters of Limited Offering Exemption’s “Reasonable Belief” Requirements – Orrick
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MSRB FY 2023 Budget Advances Strategic Plan Goals.
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GFOA Member Alert: Proposed Financial Data Transparency Act A Costly and Burdensome Unfunded Mandate
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DC Fly-In Recap: BDA Meets with Key Policy Makers to Discuss Muni Priorities.
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SIFMA Criticizes FINRA and MSRB Proposals to Reduce Reporting Times for Fixed Income Securities.
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SEC Alleges Fraud and Deceptive Practices in Case Against City of Rochester, New York – Dinsmore
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What Is an Industrial Development Bond and Why Does It Matter When Interpreting Blue Sky Laws? – Harris Beach
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The Finance Industry Needs Better Climate Disclosures.
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MSRB Notice 2022-07 and FINRA Regulatory Notice 22-17 – Proposals to Shorten Fixed Income Trade Reporting Timeframes: SIFMA Comment Letter
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