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In Surprise Move, Rand Paul Targets Fed’s Municipal Liquidity Facility.
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Sen. Rand Paul Proposes Ban on Federal Reserve’s Municipal Bond Purchases, Sparking Debate
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MSRB Publishes 2023 Fact Book of Municipal Securities Data.
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Solicitor Municipal Advisors On Watch With New MSRB Rule G-46 In Place.
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Financial Accounting Foundation Trustees Name New Vice Chair and Two New Members to the Governmental Accounting Standards Advisory Council (GASAC).
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SIFMA Comments on Request for Information on Impacts of MSRB Rules on Small Firms.
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SEC Answers Questions on New Tailored Shareholder Report Requirements: Proskauer Rose
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Existing MSRB Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card.
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Proposed Rule Change to Amend MSRB Rule G–14 and FINRA Rule 6730: SIFMA Comment Letter
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GASB Issues Guidance on Disclosure of Certain Risks.
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Small Firms Describe Frustrations in Response to MSRB Request.
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Finra Fines Morgan Stanley $1.6M Over Muni Transaction Shortfalls.
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Morgan Stanley to Pay $1.6-Mln Over Municipal Securities Violations: Finra
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SEC Expands Dealer Definition to Capture Large Traders Regularly Providing Liquidity to the Markets: Goodwin
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Aon Pays $1.5M SEC Penalty Over Key Return Rate Discrepancies.
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Governmental Accounting, Auditing, and Financial Reporting (GAAFR) | 2024 Blue Book
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Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees.
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Financial Accounting Foundation Launches Redesigned Website for the Financial Accounting Standard Board; Additional Sites Premiere Soon
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SEC Releases New Guidance on Tailored Shareholder Reports: Troutman Pepper
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Accelerating EMMA: Time and Price in Municipal Securities Transactions
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MSRB Discussed Public Comments on 2024 Rate Card and Advanced Strategic Initiatives During Quarterly Board Meeting.
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OCC Advises Banks on How to Prepare for Shortening the Standard Securities Settlement Cycle: Troutman Pepper
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What All Municipal Bond Issuers Should Know About Cybersecurity Risk Disclosure in 2024.
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Proposed Rule Change To Amend MSRB Rule G–12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date: SIFMA Comment Letter
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MSRB Announces Members of 2024 Advisory Groups.
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MSRB Announces Discussion Topics for Quarterly Board Meeting.
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MSRB Publishes 2023 Annual Report and Audited Financial Statements.
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Beyond ‘Boring Bonds’: SEC Settles with Former Executive Over Risky Investment Recommendations – Sherman & Howard
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GASB Proposes Guidance on Disclosure of Certain Risks.
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MSRB Files to Shorten Timeframe for Trade Reporting to One Minute.
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MSRB 2023 Municipal Bond Market in Review.
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MSRB Prepares to Change the Market for Dealers in 2024.
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Outlook: SEC In for a Dizzying Year.
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Dealers Want Subsection of Rule G-12 Eliminated.
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Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 (Joint Trades): SIFMA Comment Letter
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Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A–11 and A–13: SIFMA Comment Letter
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MSRB Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing.
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Cybersecurity Disclosure Guidance for Municipal Bonds: Cozen O’Connor
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Apply to Serve on GFOA’s Executive Board.
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MSRB Seeks Feedback on Impact of Municipal Market Regulation on Small Firms.
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MSRB Seeks Board of Directors Applicants.
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MSRB Files 2024 Rate Card for Dealers and Municipal Advisors.
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FAF Reappoints Carolyn Smith to GASB and Appoints Robert Hamilton as Chair of GASAC.
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The Reach Too Far: SEC Sues Over Botched School Audit – Norris McLaughlin
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SEC Announces Record-Setting Enforcement Results for Fiscal Year 2023: Holland & Knight
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Chester, PA Chapter 9 Court Confirms Certain Municipal Financing Techniques, Raises Concerns About Others: Cadwalader
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SEC Announces Enforcement Results for Fiscal Year 2023.
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The Coming Fight Over Municipal Financial Data.
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Muni Defaults: Just One in 2022
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SEC Attempts to Calm Muni Market Over FDTA Implementation.
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NFMA Municipal Analysts Bulletin.
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SEC Exempts Brokers and Dealers from Rule 15c2-11 Review and Recordkeeping Requirements for Quotations on 144A Fixed Income Securities: Cadwalader
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MSRB Seeks Input and Volunteers for Advisory Groups.
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MSRB: Use of External Liquidity in the Municipal Market – 2023 Update
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Thorough Exam: SEC’s Division of Examinations Announces Fiscal Year 2024 Priorities – Holland & Knight
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U.S. SEC Division of Exams Announces 2024 Examination Priorities: Sidley Austin
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2024 SEC Division of Examinations Priorities Summary: Venable
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SEC Announces 2024 Exam Priorities: Mayer Brown
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SEC Adopts New Securities Lending Reporting Rule: Proskauer Rose
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SEC Adopts Share Lending Disclosure Rules: Paul, Weiss
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SEC Adopts Rule to Enhance the Transparency of Securities Lending Market: Ropes & Gray
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GASB Standard-Setting Process Oversight Committee Meeting.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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National Federation of Municipal Analysts FDTA Initial Recommendations.
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Introducing the GFOA’s New GAAFR Plus.
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MSRB Board Approves 2024 Rate Card At Its First Quarterly Meeting of FY 2024.
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Helpful GFOA Tool: Preexisting SBITA with Prepayment
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SEC Adopts Rule to Enhance the Transparency of Securities Lending Market.
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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SEC Widening Net In Municipal Bond Market Fraud Cases.
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Market Participants Can Improve Climate Disclosure, Says SEC’s Sanchez.
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MSRB FY 2024 Budget Provides Spotlight on Technology Expenses and New Rate-Setting Process.
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GASB Proposes Guidance on Disclosure and Classification of Certain Capital Assets.
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SEC, MSRB, FINRA to Hold Virtual Compliance Outreach Program.
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MSRB Seeks Comment on Streamlining Interpretive Guidance Related to Interdealer Confirmations.
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MSRB Enhances Free Yield Curves Available on EMMA With Hourly Updates and Monthly Data.
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JPMorgan, BofA, Wells Face Price-Fixing Suit Over Municipal Bonds.
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Muni-Price Fixing Suit Inches Closer to Settlement With Wall Street.
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Judge Denies Big Banks, Allowing San Diego, Other Cities to Push Bond Collusion Claim.
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SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8.
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NFMA Board is Accepting Applications for At-Large Seats.
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GASB Adds Project on Subsequent Events to Current Technical Agenda.
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Three Takeaways for Municipal Bond Issuers From the New SEC Cybersecurity Disclosure Rules: McGuireWoods
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ESG Activity in the House Financial Services Committee (HFSC): K&L Gates
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MSRB Enhances Free Yield Curves Available on EMMA With Hourly Updates and Monthly Data for BVAL Curves.
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MSRB Research Indicates Rise in Municipal Securities Transaction Costs for Individual Investors Amid Rising Rates and Market Volativity.
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Transaction Costs for Municipal Bonds Rose for Retail Investors.
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Wall Street’s Most Hated 3 Letters Prove Too Risky to Ignore.
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Issuers Urge Supreme Court to Review BABs Subsidies Case.
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Husch Blackwell Authors U.S. Supreme Court Amicus Brief in Public Finance Litigation.
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Additional ESG Disclosure Requirements Coming for Public Debt Issuers?
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MSRB Demystifies Structured Data with Newest Addition to EMMA Labs.
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Municipal Securities Regulation and Enforcement: 2023 Mid-Year Review – Ballard Spahr
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SEC Adopts Significant Money Market Fund Reforms; Enhances Private Liquidity Fund Reporting on Form PF: Dechert
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BDA Forms Fixed Income Technology Clearinghouse to Facilitate Information Sharing, Tech Intel, and Deliverables for US-Focused Bond Dealers.
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GASB Financial Accounting Foundation Board of Trustees.
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GASB Standards-Setting Process Oversight Committee Meeting.
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Join GFOA’s Women’s Public Finance Network.
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MSRB Announces FY 2024 Board Leadership and New Members.
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Anti-ESG Politicians Cost Their States and Cities Billions.
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NFMA Releases Draft Best Practices in Disclosure for State Revolving Fund Revenue Bonds.
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MSRB Board Approves Shortening Timeframe for Trade Reporting at Quarterly Meeting.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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GASB Standards-Setting Process Oversight Committee Meeting Notice.
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GFOA: Navigating the Talent Shortage
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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SEC to Consider Cyber Rules Next Week.
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MSRB Proposes One-Time Exemption for Municipal Advisors to Requalify for Certification.
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Replacement of London Interbank Offered Rate – GASB Update
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Financial Accounting Foundation Issues 2022 Annual Report.
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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GASB Provides Guidance to Assist Stakeholders with Application of its Pronouncements.
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ESG in the United States: A Complex Landscape
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Wall Street Banks Face $8 Billion in Municipal Bond Price-Fixing Claims.
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UBS Agrees to Settle Botched Muni Statements Suit for $2.5 Million.
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Illinois Nears Settlement With Wall Street Banks Over Muni Price-Fixing Case.
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New Florida ESG Law Impacts Rating Agencies, Market Participants, Municipal Issuers: Holland & Knight
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Upcoming Changes to EMMA User Accounts.
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GFOA and Rutgers University Announce Joint Project to Leverage the Power of AI.
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Florida HB-3: An Overview of ESG Factors Relating to Public Funds Investment and Financial Industry Impacts
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SEC Delays Cybersecurity Rules: Covington & Burling
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Florida Law to Restrict the Use of Certain ESG Factors by Asset Managers and Financial Institutions: Latham & Watkins
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Jerry Ford Joins the MSRB Board of Directors.
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MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1.
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MSRB Adopts T+1 Amendments to Align Muni Trade Settlement with SEC Rules.
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2023 SEC Municipal Securities Disclosure Conference – Voluntary Disclosure and FDTA Structured Data Present Benefits and Pose Uncertainties for Issuers and Obligated Entities: Hunton Andrews Kurth
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GASB Adds Project on Infrastructure Assets to Current Technical Agenda.
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MSRB Report Analyzes Buying Behavior In the Primary and Secondary Markets for Municipal Bonds.
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SEC Approves Amended MSRB Rule G-40 on Advertising by Municipal Advisors, Related Amendments to MSRB Rule G-8(h) on Books and Records to be Made by Municipal Advisors and Related Updates to the MSRB’s FAQs regarding the Use of Social Media.
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MSRB Municipal Variable-Rate Demand Obligations and Auction-Rate Securities (2009-2022)
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Broker-Dealer Settles FINRA Charges for Failing to Properly Supervise Bond Sales to Affiliate.
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SEC Approves MSRB Amendment to Allow Testimonials in Muni Advisor Advertisements.
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Muni Advocates See Bank-Qualified Cap as Attainable Goal.
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Limited Offering Exemption May Be Too High a Compliance Risk
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Anti-ESG Laws’ Impact on Munis May be Far-Reaching.
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MSRB Seeks Municipal Advisor Candidates for Board of Directors.
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SEC Sets Comment Deadline for MSRB Extension of Remote Office Inspection Relief.
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Remarks at the 2023 SEC Municipal Securities Disclosure Conference – Commissioner Jaime Lizárraga
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Remarks before the Municipal Securities Disclosure Conference – Chair Gary Gensler
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MSRB Amendment to Rules G-12 and G-15 on Regular-Way Settlement: SIFMA Comment Letter
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April Issue of GFOA’s GFR Now Available.
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GFOA Accounting for Capital Assets: A Guide for State and Local Governments (2nd Edition)
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MSRB Provides Additional Regulatory Relief by Further Extending the Temporary Timeframe for Remote Office Inspections and Files Amendments to Remove Expired Relief Under Rule G-16.
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MSRB Discusses Retrospective Rule Review Initiatives at Quarterly Board Meeting.
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An End to the Paper Chase? Proposed Bill Could Greatly Expand SEC Registrants’ E-Delivery Use.
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FAF Standards-Setting Process Oversight Committee Meeting.
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Financial Accounting Foundation Trustees Enhance Stakeholder Feedback Procedures and Transparency for Standard-Setting Boards .
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BDA Comments on MSRB G-47 and D-15 Proposal.
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MSRB’s Time of Trade Disclosure Rule and Draft Amendments to MSRB Rule D-15, On Sophisticated Municipal Market Professionals: SIFMA Comment Letter
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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MSRB Seeks Candidates for Visiting Scholar Program.
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Comment Deadline Set for MSRB Proposal to Align Muni Trade Settlement with SEC Rules.
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SEC Commissioner Peirce Offers Guiding Principles on Implementing Structured Data Requirements.
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Comment Deadline Set on MSRB Amendment to Allow Testimonials in Muni Advisor Advertisements.
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When the “Back Door” is Closed: Muni Bond Underwriter Sanctioned
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BDA Opposes SEC’s Best Execution Proposal.
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GFOA GASB 87 and 96 Resource Center.
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GASB Requests Proposals for 2023 Crain Research Grants.
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Proposed Regulation Best Execution: SIFMA Comment Letter
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MSRB Proposes to Align Muni Trade Settlement with SEC Rule.
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SEC Approves MSRB Solicitor Muni Advisors Rule Amendments.
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SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8.
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SEC Proposes New Cybersecurity Rule and Amendments: Paul Hastings
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DC Update: Legislation to Reinstate Tax-Exempt Advance Refundings Introduced in House
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SEC Office of Municipal Securities Issues FAQs for Registration of Municipal Advisors.
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Finra: Firm Short Positions and Fails-to-Receive in Municipal Securities
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SEC Obtains Court Judgment Against Unregistered Municipal Advisors.
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GFOA Launches GASB Resource Center.
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MSRB: Ways to Buy Municipal Bonds
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Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records: SIFMA Comment Letter.
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Proposed Rule Change to Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and to Amend MSRB Rule G-8, on Books and Records: SIFMA Comment Letter.
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NFMA Newsletter March, 2023.
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MSRB Proposes Regulation of Solicitor Municipal Advisors.
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SEC Proposes New Regulation Best Execution — Brokers Must Achieve “Most Favorable Price” for Customers; Heightened Obligations for Conflicted Retail Transactions
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MSRB Publishes 2022 Fact Book of Municipal Securities Data.
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Financial Accounting Foundation Debuts Enhanced Free Access to Online Accounting Standards Codification and Governmental Accounting Research System.
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Financial Accounting Foundation Trustees to Begin Livestream of Oversight Sessions.
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SIFMA Research Quarterly: Fixed Income – Issuance and Trading
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Treasury Reopens ‘Help Desk’ for States and Localities.
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SEC Division of Examinations’ 2023 Exam Priorities – A Continued Focus on Private Funds, Regulation Best Interest, ESG, and Crypto.
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Announcing the Public Finance Journal from GFOA and a Call for Submissions.
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Public Finance Network Letter Regarding Financial Data Transparency Act.
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MSRB Seeks Comment on Draft Amendments to Its Rules Regarding Time of Trade Disclosure and Sophisticated Municipal Market Professionals.
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SEC Releases 2023 Examination Priorities for Registered Investment Advisers and Broker-Dealers.
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SIFMA Requests Comment Extension on SEC’s Equity Market Reforms; Calls for Release of Data
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GASB Proposes Guidance to Assist with Application of Subscription-Based Information Technology Arrangement.
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The End Is Near for Outdated Government Financial Reporting.
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Firm Fined for MSRB Registration Failures on Private Placement Offerings.
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Request for Comment on Draft Amendment to MSRB Rule G-32 to Streamline the Deadlines for Submitting the Information on Form G-32: SIFMA Comment Letter
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MSRB Proposes Regulation of Solicitor Municipal Advisors.
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MSRB Proposes Rule Amendments to Allow Testimonials in Muni Advisor Advertisements.
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SIFMA Urges MSRB to Broaden Proposed Exemption on Requalification.
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SIFMA Urges MSRB to Extend Filing Deadlines in Proposal to Streamline Primary Offering Form Submissions.
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Financial Accounting Foundation Announces Changes to Online Access to Accounting Standards Codification and Governmental Accounting Research System.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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What To Do When Your Muni Bond Rating Is Withdrawn.
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The SEC’s Fast-Approaching Cybersecurity Overhaul for Public Companies and Regulated Entities.
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Hawkins Advisory: The Federal Reserve’s Regulation ZZ Implementing the Adjustable Interest Rate (LIBOR) Act
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FINRA Issues 2023 Examination and Risk Management Program Report: What It Says and How to Respond
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