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BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales
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New GASB Standard Clarifies Conduit Debt Reporting.
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Final Rule Makes Munis High-Quality Liquid Assets.
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2019 GFOA Awards for Excellence Winners Announced.
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GFOA 2020 Call for Topics.
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MSRB Seeks Comment on Rule G-23 on Activities of Financial Advisors.
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GASB Proposes Guidance on Cloud Computing and Similar Subscription-Based IT Arrangements.
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BDA’s 1st Quarter Advocacy Priorities.
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FAF Issues 2018 Annual Report, “Standards That Work: Rising To Meet The Future”
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Could MSRB Review of G-23 Revive ‘Shady’ Practice of Role-Switching?
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Time For a Fresh Look at Rule G-23 – Benefiting Municipal Issuers, Taxpayers.
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MSRB’s Latest Podcast.
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Investors Turn to MSRB for More Timely, Transparent Disclosure.
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Financial Accounting Foundation Board of Trustees: Notice of Meeting
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MSRB Report: Dealer and Customer Trading Activity.
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MSRB Podcast: MSRB Fact Book and Data Available Through the MSRB on Trading Patterns, Disclosures and More.
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EMMA Announces New Algorithm with Predictive Features.
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NFMA Letter on the Current State of Disclosure in the Municipal Market.
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Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings: SIFMA Comment Letter
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GASB Establishes New Guidance to Assist Stakeholders With the Implementation and Application of Various Pronouncements.
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Bond Buyer: Middle-Market Dealers Report Steep Regulatory Costs
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New Guidance Would Streamline Underwriter Disclosures.
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MSRB Podcast – Professional Qualifications: A Conversation About MSRB Rule G-3
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MSRB Podcast: A Conversation About Yield Curves
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Systematic Pennying on SEC’s Agenda.
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Introducing the MSRB Podcast.
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The 2019 National Municipal Bond Summit Hosted by the BDA and Bond Buyer Event Recap.
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FAF Opens Nominations for FASB and GASB Chair Positions.
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Troubled Municipal Borrowers Can’t Hide From Matt Fabian.
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This Libor Successor Is Growing Up, But Still Hasn’t Come of Age.
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How the Supreme Court Just Raised the Stakes in Muni Disclosure.
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SEC Charges College Controller with Fraud.
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SEC Charges Ex-College Controller With Municipal Securities Fraud.
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Oyster Bay SEC Settlement Allows Borrowing Without Credit Rating Damage.
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SIFMA Issues Muni Model Placement Engagement Agreements.
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MSRB Asks SEC Approval to Require More Data from Underwriters.
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Hawkins Advisory: Implementing the Rule 15c2-12 Amendments
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NFMA Municipal Analysts Bulletin.
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Court orders Wells Fargo Securities to Pay Over $800,000 for Bond Offering Disclosure Failures.
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Wells Fargo Agrees to Pay $800K in Schilling Video Game Deal.
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Bond Dealers of America Forms Working Relationship with Michael Decker – Enhancing Representation of Member Firms and Overall Fixed Income Advocacy
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City Clarifies Possible Confusion Over Bond Language.
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Frequently Asked Questions Regarding the 529 Plan Share Class Initiative.
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SIFMA Interpretive Guidance on Application of MSRB Rules.
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BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading
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The Bond Market’s Watchmen Keep an Eye on Each Other, Too.
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New Event Notices for Municipal Bond Disclosure.
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MSRB Compliance Corner.
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Nominate a GFOA Hero.
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2019 Crain Grant Program Request for Research.
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How Philadelphia Says It Got Ripped Off by Bank Bond ‘Robots’
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Mystery Man Behind $3.6 Billion in Muni Lawsuits Steps Forward.
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The New 15c2-12 Event Requirements – A Practical Approach to Issuer Compliance: Gilmore Bell
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The New 15c2-12 Event Requirements – A Practical Approach to Underwriter Due Diligence: Gilmore Bell
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MSRB Establishes New Effective Date for Advertising Rules and Adopts BDA Position on Social Media Guidance.
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FINRA Launches New Self-Reporting Initiative for 529 Savings Plan Violations.
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A Brief Guide to the 2018 Amendments to Continuing Disclosure Requirements: Butler Snow Alert
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New Event Notices for Municipal Bond Disclosure.
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MSRB Publishes Annual Fact Book of Municipal Securities Data.
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Amendments To Continuing Disclosure Requirements Effective February 27, 2019.
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Novel Concerns in FINRA’s 2019 Risk Monitoring and Examination Priorities Letter.
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FINRA Launches First-Ever Self-Reporting Initiative on 529 Plan Share Class Recommendations.
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Philadelphia Sues Seven Big Banks, Alleges Municipal Bond Collusion.
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Philadelphia Sues Seven Banks Over ‘Collusion’ in Muni Deals.
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Philadelphia Sues 7 Banks Alleging Municipal Bond Collusion.
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Philadelphia Sues Banks for Bond Rate Collusion.
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Read About the MSRB’s Renewed Focus on Retrospective Rule Review.
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Be Aware of Fraud in the Muni Bond Market.
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MSRB Update: Winter 2019
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BDA Releases Index of Fixed Income Activity (June 2018 – Dec. 2018)
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Could a Market Penalty Shrink Lag Time on Municipal Bond Audits?
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SEC Official Tackles Muni Disclosure.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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Chicago Whistleblower Team Defeats Wall Street Banks’ Motion to Dismiss Municipal Bond Fraud Suit.
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MSRB Holds Quarterly Board Meeting.
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FINRA 529 Plan Share Class Initiative Encourages Firms to Self-Report Violations.
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What Do the SEC’s New Continuing Disclosure Requirements Mean for Governmental Borrowers? – Miller Canfield
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Securities and Exchange Commission Amends and Updates Rule 15c2-12: K&L Gates
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Issuers Not Clear On Upcoming 15c2-12 Amendments.
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Read About New SEC Rule 15c2-12 Disclosure Obligations and Upcoming Issuer Enhancements to EMMA in the Latest MSRB Newsletter.
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SEC Is Ready To Execute Its 2019 Examination Priorities.
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FINRA Announces 2019 Regulatory Priorities.
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SEC Recommends No Action Against Former Babylon Town Finance Adviser.
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Skadden’s 2019 Insights: Political Law: What to Consider When Providing Investment Fund Services to US State and Local Government Entities.
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Brookings Institution Seeks Wide Range of Muni Research.
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MSRB to Discuss SEC’s Concerns on Disclosure at Quarterly Meeting.
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The MSRB Adds New BondWave AA Yield Curve to EMMA®
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BDA’s 116th Congress Policy Outlook.
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2018 BDA Regulatory and Legislative Accomplishments.
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MSRB Seeking Applications for Five Positions On Its 21-Member Governing Board.
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2012 Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities: SIFMA Comment Letter
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BDA Submits Comment Letter on Draft Amendments to 2012 Interpretive Notice on the Application of Rule G-17 to Underwriters of Municipal Securities.
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MSRB Releases Education Resource for New SEC Rule 15c2-12.
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BDA 2018 4Q Update – Advocacy & Representation
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NFMA Announces New 2019 Officers.
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Submit a Bid to Host a Future GFOA Conference.
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GASB Issues Proposed Implementation Guide on Fiduciary Activities.
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SEC Municipal Securities Conference Highlights Emerging Trends in Disclosure.
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MSRB 2018 Annual Report.
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MSRB Finalizes Compliance Resource on Application of Content Standards to Advertisements by Municipal Advisors under Rule G-40.
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Report: CAFR Is Best Format for Government Financial Data
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MSRB Compliance Corner.
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MSRB Establishes Formal Academic Program to Further Support Market Research.
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GASB Outlook E-Newsletter – Q4 2018
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FAF Trustees Reappoint GASAC Chair, Announce New Members and Reappointments.
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SEC Bars Ex-UBS Broker in Ohio for Muni Allocation Fraud.
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SEC Brings Charges Against Ex-UBS Financial Adviser and Senior Vice President Chris D. Rosenthal.
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SEC Enforcement by the Numbers.
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MSRB Announces Upcoming Changes to EMMA Website and Webinar about SEC Rule 15c2-12 Amendments.
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The Four Letters Transforming The Municipal Bond Market And Government Finance.
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Muni Bond Dangers You Should Look Out For.
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GASB Proposes New Implementation Guidance to Assist Stakeholders With Application of its Pronouncements.
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Dealers See Need For More Benchmark Transparency.
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GFOA Files Response to Proposed LIBOR Fallback Language.
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Audio for Select Sessions Now Available – BDA’s 10th Annual National Fixed Income Conference – Washington, DC
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U.S. Regulators Require Banks And Bank Affiliates To Amend Contracts With Utilities.
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MSRB Floats Proposal to Streamline Disclosure Process.
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BDA Forms Fixed Income Market Structure Working Group.
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MSRB Draft Interpretive Guidance on Pennying and Draft Amendments to Existing Guidance on Best Execution.
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NFMA Municipal Analysts Bulletin.
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NASACT Comments to OMB on Implications of GASB No. 87, Leases.
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BDA Responds to MSRB’s Report on Investor Transaction Costs when Trading Munis.
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SIFMA: US Bond Market Trading Volume
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SEC Provides Guidance on Chief Compliance Officer Liability as well as CEO and Firm Liability Related Thereto.
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MSRB Third Quarter Trading Stats.
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MSRB Update Newsletter.
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GFOA: New Amendments to SEC Rule 15c2-12
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BDA Annual National Fixed Income Conference Recap.
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10 Years Later: Laws and Rules that Reshaped the Muni Market.
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MSRB Announces Members of Board Advisory Groups.
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Financial Accounting Foundation Board of Trustees: Notice of Meeting
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NABL Regulatory Alert: Treasury Releases Proposed Regulations on Opportunity Zones; MSRB Announces Webinar on 15c2-12
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MSRB Market Structure Experts Examine Municipal Securities Pre-Trade Data from Alternative Trading Systems.
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New Best Practices at GFOA.
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Are Municipal Advisor Rules Unconstitutional?
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EMMA Security Details Page.
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Interaction between the Volcker Rule and Municipal Tender Option Bonds (TOBs): SIFMA Letter
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Content Standards to Advertisements by Municipal Advisors under MSRB Rule G-40: SIFMA Letter
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BDA Submits Comment Letter to the MSRB.
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MSRB Proposes Additional Qualification Requirements For Municipal Advisor Principals.
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Municipal Enforcement, What Direction Under SEC Chairman Clayton?
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SEC Office Of Municipal Securities Director Discusses Importance Of Investor Disclosures.
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Commentary: States Must Do More to Address Other Post-Employment Benefit Liabilities.
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FINRA Board Approves Revisions to 4210 Amendments.
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GASB Forms Working Group to Address Tribal Government Accounting and Financial Reporting Alternatives.
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NFMA Summary of SEC Rule 15c2-12 Amendments.
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Liquidity Coverage Ratio – Treatment of Certain Municipal Obligations as High-Quality Liquid Assets.
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Great Act Passes Out of Committee, Awaits Senate Vote.
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How the SEC Views MCDC’s Effects.
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What Experts Are Warning About Change From Libor.
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SEC Charges Broker-Dealer/Investment Adviser with Deficient Cybersecurity Procedures.
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GASB Wants Uniformity in Reporting Conduit Debt.
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MSRB Releases Fiscal Year 2019 Strategic Initiatives and Budget Summary.
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New Post in the Bond Buyer: BDA Group Wants to Play Key Role in Fixed Income Market Structure
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MBFA Increases Its Advocacy Efforts: Spearheads Two Capitol Hill Sessions on the Muni Bond Market and Hosts Fundraiser for Ranking Democrat on House Ways & Means Committee
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MSRB FAQs Regarding Permissible and Impermissible Uses of Municipal Advisory Client Lists and Case Studies by Municipal Advisors.
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GASB Issues Proposals Designed to Improve Government Financial Reports and Establish Recognition Concepts.
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BDA Submits Comment Letter: MSRB Draft Amendments to Primary Offering Rules
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Conflict of Interest Issues are Pivotal for Municipal Advisors.
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SEC Announces Muni Conference, as Regulators Face Backlash.
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Increased Transparency to Continuing Disclosure Requirements.
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MSRB Proposes Professional Qualification Requirements for Municipal Advisor Principals.
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Requesting Interpretive Guidance from the MSRB.
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Liquidity Coverage Ratio – Treatment of Certain Municipal Obligations as High-Quality Liquid Assets.
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Can EMMA Be Used as a Defense by Banks in VRDO Lawsuit?
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MSRB Seeks Comment on Application of Content Standards to Advertisements by Municipal Advisors.
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Interview with David Vaudt, Chairman of the GASB.
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GASB Clarifies Guidance on Majority Equity Interests.
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What ‘Adult Entertainment,’ Puerto Rico And Chapter 9 Bankruptcy Have In Common.
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MSRB Request for Comment on Draft Interpretive Guidance on Pennying and Draft Amendments to Existing Guidance on Best Execution.
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Why MSRB is Concerned About `Pennying’
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‘Flipping’ Cases Raise Systemic Muni Market Questions.
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Task Force on Climate-Related Financial Disclosures Releases Three Key Documents that Serve as Building Blocks to Describe and Support Implementation of the Task Force’s Recommendations.
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The California Heat Assessment Tool.
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MSRB Requests Information on Municipal Market Indicators.
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S&P: SEC Disclosure Rule Changes Will Improve Transparency, But Municipal Bank Loan Structures Can Still Carry Hidden Risks.
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SEC Adopts Rule Amendments to Improve Municipal Securities Disclosure: Orrick
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US Federal Reserve Board, OCC and FDIC Issue Interim Final Rule with Respect to the Treatment of Certain Municipal Obligations as High-Quality Liquid Assets: Sherman & Sterling
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Commentary BDA Calls on Michigan Legislature to Promote Investment, Not Hamper Growth.
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MSRB Supports SEC Decision Regarding Bank Loan Disclosure.
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Seven Things to Know About the SEC’s Amendments to Rule 15c2-12: McGuireWoods
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SEC Adds Two New Disclosure Events to Rule 15c2-12.
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SEC Adopts Amendments to Rule 15c2-12.
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SEC Approves Narrower 15c2-12 Disclosure Amendments.
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SEC Amends Municipal Bond Continuing Disclosure Rules.
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MSRB Seeks Input on Draft FAQs on Use of Social Media in Advertising.
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MSRB Requests Comment on Draft FAQs Related to the Use of Social Media under Advertising Rules.
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BDA Continues to Be Leading Voice in Opposition to Michigan Senate Bill Restricting Negotiating Underwriting.
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BDA Submits Comment Letter on CFTC’s Proposed Amendments to the De Minimis Exception to the Swap Dealer Definition.
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SIFMA and ISDA Comments to De Minimis Exception to the Swap Dealer Definition.
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SEC Says Muni Bond Firm in Boca Raton Committed Fraud.
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SEC Alleges Firms Conspired in ‘Flipping’ Deal With Muni Bonds.
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SEC Forces Cities to Reveal Wall Street Loans With Holdings Surging.
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How GASB Might Change Conduit Debt Reporting.
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Retrospective Review of 2012 Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities.
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GASB Proposes Improvements to Reporting of Conduit Debt Obligations.
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BDA Submits Comment Letter on MSRB Retrospective Review of Underwriter Disclosures to Issuers.
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BDA 3rd Qtr Advocacy Priorities 2018
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MSRB Notes Compliance Risks of Issuer-Solicited Charitable Donations: Skadden
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