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Impact of Shorter T+1 Settlement Cycle on US Markets More Severe than Expected, Citi Survey Finds.
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NFMA Comments on FDTA.
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MSRB Advances Important Initiatives at Quarterly Board Meeting.
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GASB Issues Guidance on Disclosure of Certain Capital Assets.
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MSRB Announces Discussion Topics for Quarterly Board Meeting.
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GASB Requests Input on Infrastructure Assets Proposals.
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Third Quarter 2024 Municipal Securities Market Summary.
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The SEC’s Recent Off-Channel Communications Settlements Create More Uncertainty: Morgan Lewis
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SEC Resolution Spotlights Implications of Self-Reporting and Violations of Firm Communications Policies: Sullivan & Cromwell
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MSRB Publishes FY 2025 Budget.
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ESG Pseudo-Science Gets Brutally Debunked.
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Remarks – California Debt and Investment Advisory Commission: Municipal Debt Essentials Seminar (Responsibilities of Regulated Entities to Municipal Issuers)
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Orrick Summary Guide: Campaign Spending and Activity Rules for School District Employees
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SEC Texting Sweep Hits 12 Muni Advisors.
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US SEC Fines 12 Municipal Advisors for Recordkeeping Violations.
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Unregistered Municipal Advisory Activity in Public-Private Partnerships.
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SEC Warns Advisors: Play By the Rules.
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MSRB Receives SEC Approval to Shorten the Timeframe for Trade Reporting to One Minute.
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Get Caught Up on the August Issue of GFOA’s Government Finance Review.
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Ballard Spahr: Proposed Joint Standards for Financial Regulatory Data Under FDTA by SEC and Agencies
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SIFMA T+1 After Action Report.
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Federal Agencies Begin to Implement the Financial Data Transparency Act: Covington
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MSRB Analysis of Primary vs. Recently Issued and Competitive vs. Negotiated Municipal Securities Markets.
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Faster US Settlement Hit Harder Than Expected, Citi Survey Says.
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Institutional Investors Pay Half Price of Retail Buyers in Muni Trades.
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Hawkins: The Regulatory Impact of Jarkesy, Loper Bright, and Corner Post
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Profiting From Financings for Charter Schools: SEC Sues Unregistered, Fee-Splitting Municipal Advisor – Norris McLaughlin
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Proposed Rule Change Consisting of Amendments to MSRB Rule G-14 and to Amend FINRA Rule 6730: SIFMA Comment Letter
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GASB Chair: SEC’s Financial Data Transparency Rule Aligns with Expectations, but Raises Industry Concerns
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Orrick: FINRA Fines Firm for Bond Markups and Failure to Comply with Fair Pricing Regulations
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Arizona Supreme Court Holds Agreement Violates Gift Clause: What Gilmore v. Gallego Teaches Us About Multi-Party Service Contracts Between Public and Private Parties
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CUSIP Returns Fire Over Plan to Use FIGI as Identifier.
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MSRB Announces New Board Members for FY 2025.
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MSRB Hosts Muni Finance Day for New York City Students.
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The Devil Is In the (Financial Reporting) Details.
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MSRB Approves FY 2025 Budget, Elects Board Leadership and Advances Strategic Priorities at Quarterly Board Meeting.
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MSRB Meeting Will Address Contentious Regulations.
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MSRB Announces Discussion Topics for Quarterly Board Meeting.
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SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments.
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The Demise of Chevron: End of an Era or More of the Same? – Quarles & Brady
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SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program.
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SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program.
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SIFMA: Life in the (Fixed Income) Fast Lane
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Credit Rating and Geography: Examining the Timeliness of Municipal Bond Audits
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SIFMA State Disclosure Review Highlights.
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Lies and Half-Truths and Omissions, Oh My! Considering Rule 10b-5(b) after Macquarie Infrastructure Corp. v. Moab Partners L.P. from a Public Finance Perspective – Bowditch
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GASB Publishes Post-Implementation Review Report on Pension Standards.
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Why GFOA is Rethinking Financial Reporting.
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MSRB Publication: Timing of Annual Financial Disclosures by Issuers of Municipal Securities
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Wall Street Trade Failure Rate Rise in Third Day of Faster Settlement.
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MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent With Recent FINRA Amendments.
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GASB 100 “Ghost Columns”
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GASB Issues Guidance to Improve Key Components of Government Financial Reports.
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Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule: Proskauer Rose
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Financial Reporting Model – Reexamination of Statements 34, 35, 37, 41, and 46, and Interpretation 6: GASB Current Projects
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Classification of Nonfinancial Assets: GASB Current Projects
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MSRB to Retire Selective Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures.
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SEC Instituting Proceedings on FINRA and the MRSB’s Proposals to Shorten Trade Reporting Timelines in Fixed-Income Markets: SIFMA Comment Letter
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MSRB Amends Rule G-27 to Harmonize with FINRA and Adopt the Residential Supervisory Location Classification.
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GFOA: GASB 102 and More Disclosure for You
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Proposed Rule Change To Amend MSRB Rule G-47, on Time of Trade Disclosure, To Codify and Retire Certain Existing Interpretive Guidance and New Time of Trade Disclosure Scenarios: SIFMA Comment Letter
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MSRB: Possible Redemption of Build America Bonds
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Muni Regulator Flags Risks of Buying Build America Bonds,
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GFOA’ April Issue of Government Finance Review.
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MSRB Announces Discussion Topics for Quarterly Board Meeting.
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MSRB to Seek Comment on Form A-12.
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MSRB Advanced Regulatory and Technology Modernization Initiatives; Discussed Enhanced Stakeholder Outreach at Quarterly Board Meeting
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SIFMA Update on The Guidelines on Funds’ Names Using ESG or Sustainability-Related Terrms
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FINRA Facts and Trends: March 2024 – Bracewell
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Issuers On Notice For Climate Risks.
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Cybersecurity Disclosure Considerations for Municipal Issuers.
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Cybersecurity Disclosure Considerations for Municipal Issuers: Bracewell
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A Refresher on Selective Disclosure and Anti-Fraud Rules: Frost Brown Todd
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MSRB Research Examines Trading Patterns in the Municipal Securities Market.
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In Surprise Move, Rand Paul Targets Fed’s Municipal Liquidity Facility.
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Sen. Rand Paul Proposes Ban on Federal Reserve’s Municipal Bond Purchases, Sparking Debate
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MSRB Publishes 2023 Fact Book of Municipal Securities Data.
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Solicitor Municipal Advisors On Watch With New MSRB Rule G-46 In Place.
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Financial Accounting Foundation Trustees Name New Vice Chair and Two New Members to the Governmental Accounting Standards Advisory Council (GASAC).
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SIFMA Comments on Request for Information on Impacts of MSRB Rules on Small Firms.
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SEC Answers Questions on New Tailored Shareholder Report Requirements: Proskauer Rose
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Existing MSRB Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card.
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Proposed Rule Change to Amend MSRB Rule G–14 and FINRA Rule 6730: SIFMA Comment Letter
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GASB Issues Guidance on Disclosure of Certain Risks.
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Small Firms Describe Frustrations in Response to MSRB Request.
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Finra Fines Morgan Stanley $1.6M Over Muni Transaction Shortfalls.
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Morgan Stanley to Pay $1.6-Mln Over Municipal Securities Violations: Finra
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SEC Expands Dealer Definition to Capture Large Traders Regularly Providing Liquidity to the Markets: Goodwin
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Aon Pays $1.5M SEC Penalty Over Key Return Rate Discrepancies.
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Governmental Accounting, Auditing, and Financial Reporting (GAAFR) | 2024 Blue Book
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Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees.
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Financial Accounting Foundation Launches Redesigned Website for the Financial Accounting Standard Board; Additional Sites Premiere Soon
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SEC Releases New Guidance on Tailored Shareholder Reports: Troutman Pepper
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Accelerating EMMA: Time and Price in Municipal Securities Transactions
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MSRB Discussed Public Comments on 2024 Rate Card and Advanced Strategic Initiatives During Quarterly Board Meeting.
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OCC Advises Banks on How to Prepare for Shortening the Standard Securities Settlement Cycle: Troutman Pepper
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What All Municipal Bond Issuers Should Know About Cybersecurity Risk Disclosure in 2024.
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Proposed Rule Change To Amend MSRB Rule G–12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date: SIFMA Comment Letter
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MSRB Announces Members of 2024 Advisory Groups.
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MSRB Announces Discussion Topics for Quarterly Board Meeting.
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MSRB Publishes 2023 Annual Report and Audited Financial Statements.
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Beyond ‘Boring Bonds’: SEC Settles with Former Executive Over Risky Investment Recommendations – Sherman & Howard
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GASB Proposes Guidance on Disclosure of Certain Risks.
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MSRB Files to Shorten Timeframe for Trade Reporting to One Minute.
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MSRB 2023 Municipal Bond Market in Review.
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MSRB Prepares to Change the Market for Dealers in 2024.
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Outlook: SEC In for a Dizzying Year.
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Dealers Want Subsection of Rule G-12 Eliminated.
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Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 (Joint Trades): SIFMA Comment Letter
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Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A–11 and A–13: SIFMA Comment Letter
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MSRB Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing.
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Cybersecurity Disclosure Guidance for Municipal Bonds: Cozen O’Connor
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Apply to Serve on GFOA’s Executive Board.
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MSRB Seeks Feedback on Impact of Municipal Market Regulation on Small Firms.
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MSRB Seeks Board of Directors Applicants.
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MSRB Files 2024 Rate Card for Dealers and Municipal Advisors.
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FAF Reappoints Carolyn Smith to GASB and Appoints Robert Hamilton as Chair of GASAC.
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The Reach Too Far: SEC Sues Over Botched School Audit – Norris McLaughlin
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SEC Announces Record-Setting Enforcement Results for Fiscal Year 2023: Holland & Knight
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Chester, PA Chapter 9 Court Confirms Certain Municipal Financing Techniques, Raises Concerns About Others: Cadwalader
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SEC Announces Enforcement Results for Fiscal Year 2023.
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The Coming Fight Over Municipal Financial Data.
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Muni Defaults: Just One in 2022
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SEC Attempts to Calm Muni Market Over FDTA Implementation.
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NFMA Municipal Analysts Bulletin.
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SEC Exempts Brokers and Dealers from Rule 15c2-11 Review and Recordkeeping Requirements for Quotations on 144A Fixed Income Securities: Cadwalader
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MSRB Seeks Input and Volunteers for Advisory Groups.
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MSRB: Use of External Liquidity in the Municipal Market – 2023 Update
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Thorough Exam: SEC’s Division of Examinations Announces Fiscal Year 2024 Priorities – Holland & Knight
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U.S. SEC Division of Exams Announces 2024 Examination Priorities: Sidley Austin
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2024 SEC Division of Examinations Priorities Summary: Venable
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SEC Announces 2024 Exam Priorities: Mayer Brown
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SEC Adopts New Securities Lending Reporting Rule: Proskauer Rose
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SEC Adopts Share Lending Disclosure Rules: Paul, Weiss
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SEC Adopts Rule to Enhance the Transparency of Securities Lending Market: Ropes & Gray
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GASB Standard-Setting Process Oversight Committee Meeting.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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National Federation of Municipal Analysts FDTA Initial Recommendations.
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Introducing the GFOA’s New GAAFR Plus.
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MSRB Board Approves 2024 Rate Card At Its First Quarterly Meeting of FY 2024.
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Helpful GFOA Tool: Preexisting SBITA with Prepayment
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SEC Adopts Rule to Enhance the Transparency of Securities Lending Market.
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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SEC Widening Net In Municipal Bond Market Fraud Cases.
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Market Participants Can Improve Climate Disclosure, Says SEC’s Sanchez.
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MSRB FY 2024 Budget Provides Spotlight on Technology Expenses and New Rate-Setting Process.
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GASB Proposes Guidance on Disclosure and Classification of Certain Capital Assets.
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SEC, MSRB, FINRA to Hold Virtual Compliance Outreach Program.
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MSRB Seeks Comment on Streamlining Interpretive Guidance Related to Interdealer Confirmations.
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MSRB Enhances Free Yield Curves Available on EMMA With Hourly Updates and Monthly Data.
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JPMorgan, BofA, Wells Face Price-Fixing Suit Over Municipal Bonds.
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Muni-Price Fixing Suit Inches Closer to Settlement With Wall Street.
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Judge Denies Big Banks, Allowing San Diego, Other Cities to Push Bond Collusion Claim.
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SEC Approves Amended MSRB Rule G-3 Creating an Exemption for Municipal Advisor Representatives from Requalification by Examination and Related Amendments to MSRB Rule G-8.
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NFMA Board is Accepting Applications for At-Large Seats.
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GASB Adds Project on Subsequent Events to Current Technical Agenda.
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Three Takeaways for Municipal Bond Issuers From the New SEC Cybersecurity Disclosure Rules: McGuireWoods
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ESG Activity in the House Financial Services Committee (HFSC): K&L Gates
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MSRB Enhances Free Yield Curves Available on EMMA With Hourly Updates and Monthly Data for BVAL Curves.
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MSRB Research Indicates Rise in Municipal Securities Transaction Costs for Individual Investors Amid Rising Rates and Market Volativity.
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Transaction Costs for Municipal Bonds Rose for Retail Investors.
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Wall Street’s Most Hated 3 Letters Prove Too Risky to Ignore.
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Issuers Urge Supreme Court to Review BABs Subsidies Case.
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Husch Blackwell Authors U.S. Supreme Court Amicus Brief in Public Finance Litigation.
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Additional ESG Disclosure Requirements Coming for Public Debt Issuers?
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MSRB Demystifies Structured Data with Newest Addition to EMMA Labs.
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Municipal Securities Regulation and Enforcement: 2023 Mid-Year Review – Ballard Spahr
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SEC Adopts Significant Money Market Fund Reforms; Enhances Private Liquidity Fund Reporting on Form PF: Dechert
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BDA Forms Fixed Income Technology Clearinghouse to Facilitate Information Sharing, Tech Intel, and Deliverables for US-Focused Bond Dealers.
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GASB Financial Accounting Foundation Board of Trustees.
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GASB Standards-Setting Process Oversight Committee Meeting.
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Join GFOA’s Women’s Public Finance Network.
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MSRB Announces FY 2024 Board Leadership and New Members.
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Anti-ESG Politicians Cost Their States and Cities Billions.
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NFMA Releases Draft Best Practices in Disclosure for State Revolving Fund Revenue Bonds.
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MSRB Board Approves Shortening Timeframe for Trade Reporting at Quarterly Meeting.
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Financial Accounting Foundation Board of Trustees Notice of Meeting.
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GASB Standards-Setting Process Oversight Committee Meeting Notice.
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GFOA: Navigating the Talent Shortage
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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SEC to Consider Cyber Rules Next Week.
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MSRB Proposes One-Time Exemption for Municipal Advisors to Requalify for Certification.
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Replacement of London Interbank Offered Rate – GASB Update
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Financial Accounting Foundation Issues 2022 Annual Report.
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MSRB Board Announces Discussion Topics for Its Quarterly Board Meeting.
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GASB Provides Guidance to Assist Stakeholders with Application of its Pronouncements.
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ESG in the United States: A Complex Landscape
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Wall Street Banks Face $8 Billion in Municipal Bond Price-Fixing Claims.
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UBS Agrees to Settle Botched Muni Statements Suit for $2.5 Million.
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Illinois Nears Settlement With Wall Street Banks Over Muni Price-Fixing Case.
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New Florida ESG Law Impacts Rating Agencies, Market Participants, Municipal Issuers: Holland & Knight
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Upcoming Changes to EMMA User Accounts.
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GFOA and Rutgers University Announce Joint Project to Leverage the Power of AI.
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Florida HB-3: An Overview of ESG Factors Relating to Public Funds Investment and Financial Industry Impacts
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SEC Delays Cybersecurity Rules: Covington & Burling
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Florida Law to Restrict the Use of Certain ESG Factors by Asset Managers and Financial Institutions: Latham & Watkins
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Jerry Ford Joins the MSRB Board of Directors.
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MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1.
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MSRB Adopts T+1 Amendments to Align Muni Trade Settlement with SEC Rules.
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